Hotchkiss Associates, LLC ("Hotchkiss") is an SEC registered investment adviser located in Chicago, Illinois. Hotchkiss and its representatives are in compliance with the current filing requirements imposed upon SEC registered investment advisers by those states in which Hotchkiss maintains clients. Hotchkiss may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. Hotchkiss' web site is limited to the dissemination of general information pertaining to its advisory services. Accordingly, the publication of Hotchkiss' web site on the Internet should not be construed by any consumer and/or prospective client as Hotchkiss' solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by Hotchkiss with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of Hotchkiss, please contact the SEC or the state securities law administrators for those states in which Hotchkiss maintains a notice filing. A copy of Hotchkiss' current written disclosure statement discussing Hotchkiss' business operations, services, and fees is available from Hotchkiss upon written request.
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